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# -*- coding: utf-8 -*-
"""Ordering Points To Identify the Clustering Structure (OPTICS)
These routines execute the OPTICS algorithm, and implement various
cluster extraction methods of the ordered list.
Authors: Shane Grigsby <refuge@rocktalus.com>
Adrin Jalali <adrinjalali@gmail.com>
Erich Schubert <erich@debian.org>
Hanmin Qin <qinhanmin2005@sina.com>
License: BSD 3 clause
"""
import warnings
import numpy as np
from ..utils import gen_batches, get_chunk_n_rows
from ..utils.validation import _deprecate_positional_args
from ..neighbors import NearestNeighbors
from ..base import BaseEstimator, ClusterMixin
from ..metrics import pairwise_distances
class OPTICS(ClusterMixin, BaseEstimator):
"""Estimate clustering structure from vector array.
OPTICS (Ordering Points To Identify the Clustering Structure), closely
related to DBSCAN, finds core sample of high density and expands clusters
from them [1]_. Unlike DBSCAN, keeps cluster hierarchy for a variable
neighborhood radius. Better suited for usage on large datasets than the
current sklearn implementation of DBSCAN.
Clusters are then extracted using a DBSCAN-like method
(cluster_method = 'dbscan') or an automatic
technique proposed in [1]_ (cluster_method = 'xi').
This implementation deviates from the original OPTICS by first performing
k-nearest-neighborhood searches on all points to identify core sizes, then
computing only the distances to unprocessed points when constructing the
cluster order. Note that we do not employ a heap to manage the expansion
candidates, so the time complexity will be O(n^2).
Read more in the :ref:`User Guide <optics>`.
Parameters
----------
min_samples : int > 1 or float between 0 and 1, default=5
The number of samples in a neighborhood for a point to be considered as
a core point. Also, up and down steep regions can't have more than
``min_samples`` consecutive non-steep points. Expressed as an absolute
number or a fraction of the number of samples (rounded to be at least
2).
max_eps : float, default=np.inf
The maximum distance between two samples for one to be considered as
in the neighborhood of the other. Default value of ``np.inf`` will
identify clusters across all scales; reducing ``max_eps`` will result
in shorter run times.
metric : str or callable, default='minkowski'
Metric to use for distance computation. Any metric from scikit-learn
or scipy.spatial.distance can be used.
If metric is a callable function, it is called on each
pair of instances (rows) and the resulting value recorded. The callable
should take two arrays as input and return one value indicating the
distance between them. This works for Scipy's metrics, but is less
efficient than passing the metric name as a string. If metric is
"precomputed", X is assumed to be a distance matrix and must be square.
Valid values for metric are:
- from scikit-learn: ['cityblock', 'cosine', 'euclidean', 'l1', 'l2',
'manhattan']
- from scipy.spatial.distance: ['braycurtis', 'canberra', 'chebyshev',
'correlation', 'dice', 'hamming', 'jaccard', 'kulsinski',
'mahalanobis', 'minkowski', 'rogerstanimoto', 'russellrao',
'seuclidean', 'sokalmichener', 'sokalsneath', 'sqeuclidean',
'yule']
See the documentation for scipy.spatial.distance for details on these
metrics.
p : int, default=2
Parameter for the Minkowski metric from
:class:`~sklearn.metrics.pairwise_distances`. When p = 1, this is
equivalent to using manhattan_distance (l1), and euclidean_distance
(l2) for p = 2. For arbitrary p, minkowski_distance (l_p) is used.
metric_params : dict, default=None
Additional keyword arguments for the metric function.
cluster_method : str, default='xi'
The extraction method used to extract clusters using the calculated
reachability and ordering. Possible values are "xi" and "dbscan".
eps : float, default=None
The maximum distance between two samples for one to be considered as
in the neighborhood of the other. By default it assumes the same value
as ``max_eps``.
Used only when ``cluster_method='dbscan'``.
xi : float between 0 and 1, default=0.05
Determines the minimum steepness on the reachability plot that
constitutes a cluster boundary. For example, an upwards point in the
reachability plot is defined by the ratio from one point to its
successor being at most 1-xi.
Used only when ``cluster_method='xi'``.
predecessor_correction : bool, default=True
Correct clusters according to the predecessors calculated by OPTICS
[2]_. This parameter has minimal effect on most datasets.
Used only when ``cluster_method='xi'``.
min_cluster_size : int > 1 or float between 0 and 1, default=None
Minimum number of samples in an OPTICS cluster, expressed as an
absolute number or a fraction of the number of samples (rounded to be
at least 2). If ``None``, the value of ``min_samples`` is used instead.
Used only when ``cluster_method='xi'``.
algorithm : {'auto', 'ball_tree', 'kd_tree', 'brute'}, default='auto'
Algorithm used to compute the nearest neighbors:
- 'ball_tree' will use :class:`BallTree`
- 'kd_tree' will use :class:`KDTree`
- 'brute' will use a brute-force search.
- 'auto' will attempt to decide the most appropriate algorithm
based on the values passed to :meth:`fit` method. (default)
Note: fitting on sparse input will override the setting of
this parameter, using brute force.
leaf_size : int, default=30
Leaf size passed to :class:`BallTree` or :class:`KDTree`. This can
affect the speed of the construction and query, as well as the memory
required to store the tree. The optimal value depends on the
nature of the problem.
n_jobs : int, default=None
The number of parallel jobs to run for neighbors search.
``None`` means 1 unless in a :obj:`joblib.parallel_backend` context.
``-1`` means using all processors. See :term:`Glossary <n_jobs>`
for more details.
Attributes
----------
labels_ : ndarray of shape (n_samples,)
Cluster labels for each point in the dataset given to fit().
Noisy samples and points which are not included in a leaf cluster
of ``cluster_hierarchy_`` are labeled as -1.
reachability_ : ndarray of shape (n_samples,)
Reachability distances per sample, indexed by object order. Use
``clust.reachability_[clust.ordering_]`` to access in cluster order.
ordering_ : ndarray of shape (n_samples,)
The cluster ordered list of sample indices.
core_distances_ : ndarray of shape (n_samples,)
Distance at which each sample becomes a core point, indexed by object
order. Points which will never be core have a distance of inf. Use
``clust.core_distances_[clust.ordering_]`` to access in cluster order.
predecessor_ : ndarray of shape (n_samples,)
Point that a sample was reached from, indexed by object order.
Seed points have a predecessor of -1.
cluster_hierarchy_ : ndarray of shape (n_clusters, 2)
The list of clusters in the form of ``[start, end]`` in each row, with
all indices inclusive. The clusters are ordered according to
``(end, -start)`` (ascending) so that larger clusters encompassing
smaller clusters come after those smaller ones. Since ``labels_`` does
not reflect the hierarchy, usually
``len(cluster_hierarchy_) > np.unique(optics.labels_)``. Please also
note that these indices are of the ``ordering_``, i.e.
``X[ordering_][start:end + 1]`` form a cluster.
Only available when ``cluster_method='xi'``.
See Also
--------
DBSCAN : A similar clustering for a specified neighborhood radius (eps).
Our implementation is optimized for runtime.
References
----------
.. [1] Ankerst, Mihael, Markus M. Breunig, Hans-Peter Kriegel,
and Jörg Sander. "OPTICS: ordering points to identify the clustering
structure." ACM SIGMOD Record 28, no. 2 (1999): 49-60.
.. [2] Schubert, Erich, Michael Gertz.
"Improving the Cluster Structure Extracted from OPTICS Plots." Proc. of
the Conference "Lernen, Wissen, Daten, Analysen" (LWDA) (2018): 318-329.
Examples
--------
>>> from sklearn.cluster import OPTICS
>>> import numpy as np
>>> X = np.array([[1, 2], [2, 5], [3, 6],
... [8, 7], [8, 8], [7, 3]])
>>> clustering = OPTICS(min_samples=2).fit(X)
>>> clustering.labels_
array([0, 0, 0, 1, 1, 1])
"""
@_deprecate_positional_args
def __init__(self, *, min_samples=5, max_eps=np.inf, metric='minkowski',
p=2, metric_params=None, cluster_method='xi', eps=None,
xi=0.05, predecessor_correction=True, min_cluster_size=None,
algorithm='auto', leaf_size=30, n_jobs=None):
self.max_eps = max_eps
self.min_samples = min_samples
self.min_cluster_size = min_cluster_size
self.algorithm = algorithm
self.metric = metric
self.metric_params = metric_params
self.p = p
self.leaf_size = leaf_size
self.cluster_method = cluster_method
self.eps = eps
self.xi = xi
self.predecessor_correction = predecessor_correction
self.n_jobs = n_jobs
def fit(self, X, y=None):
"""Perform OPTICS clustering.
Extracts an ordered list of points and reachability distances, and
performs initial clustering using ``max_eps`` distance specified at
OPTICS object instantiation.
Parameters
----------
X : ndarray of shape (n_samples, n_features), or \
(n_samples, n_samples) if metric=precomputed
A feature array, or array of distances between samples if
metric='precomputed'.
y : ignored
Ignored.
Returns
-------
self : instance of OPTICS
The instance.
"""
X = self._validate_data(X, dtype=float)
if self.cluster_method not in ['dbscan', 'xi']:
raise ValueError("cluster_method should be one of"
" 'dbscan' or 'xi' but is %s" %
self.cluster_method)
(self.ordering_, self.core_distances_, self.reachability_,
self.predecessor_) = compute_optics_graph(
X=X, min_samples=self.min_samples, algorithm=self.algorithm,
leaf_size=self.leaf_size, metric=self.metric,
metric_params=self.metric_params, p=self.p, n_jobs=self.n_jobs,
max_eps=self.max_eps)
# Extract clusters from the calculated orders and reachability
if self.cluster_method == 'xi':
labels_, clusters_ = cluster_optics_xi(
reachability=self.reachability_,
predecessor=self.predecessor_,
ordering=self.ordering_,
min_samples=self.min_samples,
min_cluster_size=self.min_cluster_size,
xi=self.xi,
predecessor_correction=self.predecessor_correction)
self.cluster_hierarchy_ = clusters_
elif self.cluster_method == 'dbscan':
if self.eps is None:
eps = self.max_eps
else:
eps = self.eps
if eps > self.max_eps:
raise ValueError('Specify an epsilon smaller than %s. Got %s.'
% (self.max_eps, eps))
labels_ = cluster_optics_dbscan(
reachability=self.reachability_,
core_distances=self.core_distances_,
ordering=self.ordering_, eps=eps)
self.labels_ = labels_
return self
def _validate_size(size, n_samples, param_name):
if size <= 0 or (size !=
int(size)
and size > 1):
raise ValueError('%s must be a positive integer '
'or a float between 0 and 1. Got %r' %
(param_name, size))
elif size > n_samples:
raise ValueError('%s must be no greater than the'
' number of samples (%d). Got %d' %
(param_name, n_samples, size))
# OPTICS helper functions
def _compute_core_distances_(X, neighbors, min_samples, working_memory):
"""Compute the k-th nearest neighbor of each sample
Equivalent to neighbors.kneighbors(X, self.min_samples)[0][:, -1]
but with more memory efficiency.
Parameters
----------
X : array-like of shape (n_samples, n_features)
The data.
neighbors : NearestNeighbors instance
The fitted nearest neighbors estimator.
working_memory : int, default=None
The sought maximum memory for temporary distance matrix chunks.
When None (default), the value of
``sklearn.get_config()['working_memory']`` is used.
Returns
-------
core_distances : ndarray of shape (n_samples,)
Distance at which each sample becomes a core point.
Points which will never be core have a distance of inf.
"""
n_samples = X.shape[0]
core_distances = np.empty(n_samples)
core_distances.fill(np.nan)
chunk_n_rows = get_chunk_n_rows(row_bytes=16 * min_samples,
max_n_rows=n_samples,
working_memory=working_memory)
slices = gen_batches(n_samples, chunk_n_rows)
for sl in slices:
core_distances[sl] = neighbors.kneighbors(
X[sl], min_samples)[0][:, -1]
return core_distances
@_deprecate_positional_args
def compute_optics_graph(X, *, min_samples, max_eps, metric, p, metric_params,
algorithm, leaf_size, n_jobs):
"""Computes the OPTICS reachability graph.
Read more in the :ref:`User Guide <optics>`.
Parameters
----------
X : ndarray of shape (n_samples, n_features), or \
(n_samples, n_samples) if metric=precomputed.
A feature array, or array of distances between samples if
metric='precomputed'
min_samples : int > 1 or float between 0 and 1
The number of samples in a neighborhood for a point to be considered
as a core point. Expressed as an absolute number or a fraction of the
number of samples (rounded to be at least 2).
max_eps : float, default=np.inf
The maximum distance between two samples for one to be considered as
in the neighborhood of the other. Default value of ``np.inf`` will
identify clusters across all scales; reducing ``max_eps`` will result
in shorter run times.
metric : str or callable, default='minkowski'
Metric to use for distance computation. Any metric from scikit-learn
or scipy.spatial.distance can be used.
If metric is a callable function, it is called on each
pair of instances (rows) and the resulting value recorded. The callable
should take two arrays as input and return one value indicating the
distance between them. This works for Scipy's metrics, but is less
efficient than passing the metric name as a string. If metric is
"precomputed", X is assumed to be a distance matrix and must be square.
Valid values for metric are:
- from scikit-learn: ['cityblock', 'cosine', 'euclidean', 'l1', 'l2',
'manhattan']
- from scipy.spatial.distance: ['braycurtis', 'canberra', 'chebyshev',
'correlation', 'dice', 'hamming', 'jaccard', 'kulsinski',
'mahalanobis', 'minkowski', 'rogerstanimoto', 'russellrao',
'seuclidean', 'sokalmichener', 'sokalsneath', 'sqeuclidean',
'yule']
See the documentation for scipy.spatial.distance for details on these
metrics.
p : int, default=2
Parameter for the Minkowski metric from
:class:`~sklearn.metrics.pairwise_distances`. When p = 1, this is
equivalent to using manhattan_distance (l1), and euclidean_distance
(l2) for p = 2. For arbitrary p, minkowski_distance (l_p) is used.
metric_params : dict, default=None
Additional keyword arguments for the metric function.
algorithm : {'auto', 'ball_tree', 'kd_tree', 'brute'}, default='auto'
Algorithm used to compute the nearest neighbors:
- 'ball_tree' will use :class:`BallTree`
- 'kd_tree' will use :class:`KDTree`
- 'brute' will use a brute-force search.
- 'auto' will attempt to decide the most appropriate algorithm
based on the values passed to :meth:`fit` method. (default)
Note: fitting on sparse input will override the setting of
this parameter, using brute force.
leaf_size : int, default=30
Leaf size passed to :class:`BallTree` or :class:`KDTree`. This can
affect the speed of the construction and query, as well as the memory
required to store the tree. The optimal value depends on the
nature of the problem.
n_jobs : int, default=None
The number of parallel jobs to run for neighbors search.
``None`` means 1 unless in a :obj:`joblib.parallel_backend` context.
``-1`` means using all processors. See :term:`Glossary <n_jobs>`
for more details.
Returns
-------
ordering_ : array of shape (n_samples,)
The cluster ordered list of sample indices.
core_distances_ : array of shape (n_samples,)
Distance at which each sample becomes a core point, indexed by object
order. Points which will never be core have a distance of inf. Use
``clust.core_distances_[clust.ordering_]`` to access in cluster order.
reachability_ : array of shape (n_samples,)
Reachability distances per sample, indexed by object order. Use
``clust.reachability_[clust.ordering_]`` to access in cluster order.
predecessor_ : array of shape (n_samples,)
Point that a sample was reached from, indexed by object order.
Seed points have a predecessor of -1.
References
----------
.. [1] Ankerst, Mihael, Markus M. Breunig, Hans-Peter Kriegel,
and Jörg Sander. "OPTICS: ordering points to identify the clustering
structure." ACM SIGMOD Record 28, no. 2 (1999): 49-60.
"""
n_samples = X.shape[0]
_validate_size(min_samples, n_samples, 'min_samples')
if min_samples <= 1:
min_samples = max(2, int(min_samples * n_samples))
# Start all points as 'unprocessed' ##
reachability_ = np.empty(n_samples)
reachability_.fill(np.inf)
predecessor_ = np.empty(n_samples, dtype=int)
predecessor_.fill(-1)
nbrs = NearestNeighbors(n_neighbors=min_samples,
algorithm=algorithm,
leaf_size=leaf_size,
metric=metric,
metric_params=metric_params,
p=p,
n_jobs=n_jobs)
nbrs.fit(X)
# Here we first do a kNN query for each point, this differs from
# the original OPTICS that only used epsilon range queries.
# TODO: handle working_memory somehow?
core_distances_ = _compute_core_distances_(X=X, neighbors=nbrs,
min_samples=min_samples,
working_memory=None)
# OPTICS puts an upper limit on these, use inf for undefined.
core_distances_[core_distances_ > max_eps] = np.inf
# Main OPTICS loop. Not parallelizable. The order that entries are
# written to the 'ordering_' list is important!
# Note that this implementation is O(n^2) theoretically, but
# supposedly with very low constant factors.
processed = np.zeros(X.shape[0], dtype=bool)
ordering = np.zeros(X.shape[0], dtype=int)
for ordering_idx in range(X.shape[0]):
# Choose next based on smallest reachability distance
# (And prefer smaller ids on ties, possibly np.inf!)
index = np.where(processed == 0)[0]
point = index[np.argmin(reachability_[index])]
processed[point] = True
ordering[ordering_idx] = point
if core_distances_[point] != np.inf:
_set_reach_dist(core_distances_=core_distances_,
reachability_=reachability_,
predecessor_=predecessor_,
point_index=point,
processed=processed, X=X, nbrs=nbrs,
metric=metric, metric_params=metric_params,
p=p, max_eps=max_eps)
if np.all(np.isinf(reachability_)):
warnings.warn("All reachability values are inf. Set a larger"
" max_eps or all data will be considered outliers.",
UserWarning)
return ordering, core_distances_, reachability_, predecessor_
def _set_reach_dist(core_distances_, reachability_, predecessor_,
point_index, processed, X, nbrs, metric, metric_params,
p, max_eps):
P = X[point_index:point_index + 1]
# Assume that radius_neighbors is faster without distances
# and we don't need all distances, nevertheless, this means
# we may be doing some work twice.
indices = nbrs.radius_neighbors(P, radius=max_eps,
return_distance=False)[0]
# Getting indices of neighbors that have not been processed
unproc = np.compress(~np.take(processed, indices), indices)
# Neighbors of current point are already processed.
if not unproc.size:
return
# Only compute distances to unprocessed neighbors:
if metric == 'precomputed':
dists = X[point_index, unproc]
else:
_params = dict() if metric_params is None else metric_params.copy()
if metric == 'minkowski' and 'p' not in _params:
# the same logic as neighbors, p is ignored if explicitly set
# in the dict params
_params['p'] = p
dists = pairwise_distances(P, np.take(X, unproc, axis=0),
metric=metric, n_jobs=None,
**_params).ravel()
rdists = np.maximum(dists, core_distances_[point_index])
improved = np.where(rdists < np.take(reachability_, unproc))
reachability_[unproc[improved]] = rdists[improved]
predecessor_[unproc[improved]] = point_index
@_deprecate_positional_args
def cluster_optics_dbscan(*, reachability, core_distances, ordering, eps):
"""Performs DBSCAN extraction for an arbitrary epsilon.
Extracting the clusters runs in linear time. Note that this results in
``labels_`` which are close to a :class:`~sklearn.cluster.DBSCAN` with
similar settings and ``eps``, only if ``eps`` is close to ``max_eps``.
Parameters
----------
reachability : array of shape (n_samples,)
Reachability distances calculated by OPTICS (``reachability_``)
core_distances : array of shape (n_samples,)
Distances at which points become core (``core_distances_``)
ordering : array of shape (n_samples,)
OPTICS ordered point indices (``ordering_``)
eps : float
DBSCAN ``eps`` parameter. Must be set to < ``max_eps``. Results
will be close to DBSCAN algorithm if ``eps`` and ``max_eps`` are close
to one another.
Returns
-------
labels_ : array of shape (n_samples,)
The estimated labels.
"""
n_samples = len(core_distances)
labels = np.zeros(n_samples, dtype=int)
far_reach = reachability > eps
near_core = core_distances <= eps
labels[ordering] = np.cumsum(far_reach[ordering] & near_core[ordering]) - 1
labels[far_reach & ~near_core] = -1
return labels
def cluster_optics_xi(*, reachability, predecessor, ordering, min_samples,
min_cluster_size=None, xi=0.05,
predecessor_correction=True):
"""Automatically extract clusters according to the Xi-steep method.
Parameters
----------
reachability : ndarray of shape (n_samples,)
Reachability distances calculated by OPTICS (`reachability_`)
predecessor : ndarray of shape (n_samples,)
Predecessors calculated by OPTICS.
ordering : ndarray of shape (n_samples,)
OPTICS ordered point indices (`ordering_`)
min_samples : int > 1 or float between 0 and 1
The same as the min_samples given to OPTICS. Up and down steep regions
can't have more then ``min_samples`` consecutive non-steep points.
Expressed as an absolute number or a fraction of the number of samples
(rounded to be at least 2).
min_cluster_size : int > 1 or float between 0 and 1, default=None
Minimum number of samples in an OPTICS cluster, expressed as an
absolute number or a fraction of the number of samples (rounded to be
at least 2). If ``None``, the value of ``min_samples`` is used instead.
xi : float between 0 and 1, default=0.05
Determines the minimum steepness on the reachability plot that
constitutes a cluster boundary. For example, an upwards point in the
reachability plot is defined by the ratio from one point to its
successor being at most 1-xi.
predecessor_correction : bool, default=True
Correct clusters based on the calculated predecessors.
Returns
-------
labels : ndarray of shape (n_samples,)
The labels assigned to samples. Points which are not included
in any cluster are labeled as -1.
clusters : ndarray of shape (n_clusters, 2)
The list of clusters in the form of ``[start, end]`` in each row, with
all indices inclusive. The clusters are ordered according to ``(end,
-start)`` (ascending) so that larger clusters encompassing smaller
clusters come after such nested smaller clusters. Since ``labels`` does
not reflect the hierarchy, usually ``len(clusters) >
np.unique(labels)``.
"""
n_samples = len(reachability)
_validate_size(min_samples, n_samples, 'min_samples')
if min_samples <= 1:
min_samples = max(2, int(min_samples * n_samples))
if min_cluster_size is None:
min_cluster_size = min_samples
_validate_size(min_cluster_size, n_samples, 'min_cluster_size')
if min_cluster_size <= 1:
min_cluster_size = max(2, int(min_cluster_size * n_samples))
clusters = _xi_cluster(reachability[ordering], predecessor[ordering],
ordering, xi,
min_samples, min_cluster_size,
predecessor_correction)
labels = _extract_xi_labels(ordering, clusters)
return labels, clusters
def _extend_region(steep_point, xward_point, start, min_samples):
"""Extend the area until it's maximal.
It's the same function for both upward and downward reagions, depending on
the given input parameters. Assuming:
- steep_{upward/downward}: bool array indicating whether a point is a
steep {upward/downward};
- upward/downward: bool array indicating whether a point is
upward/downward;
To extend an upward reagion, ``steep_point=steep_upward`` and
``xward_point=downward`` are expected, and to extend a downward region,
``steep_point=steep_downward`` and ``xward_point=upward``.
Parameters
----------
steep_point : ndarray of shape (n_samples,), dtype=bool
True if the point is steep downward (upward).
xward_point : ndarray of shape (n_samples,), dtype=bool
True if the point is an upward (respectively downward) point.
start : int
The start of the xward region.
min_samples : int
The same as the min_samples given to OPTICS. Up and down steep
regions can't have more then ``min_samples`` consecutive non-steep
points.
Returns
-------
index : int
The current index iterating over all the samples, i.e. where we are up
to in our search.
end : int
The end of the region, which can be behind the index. The region
includes the ``end`` index.
"""
n_samples = len(steep_point)
non_xward_points = 0
index = start
end = start
# find a maximal area
while index < n_samples:
if steep_point[index]:
non_xward_points = 0
end = index
elif not xward_point[index]:
# it's not a steep point, but still goes up.
non_xward_points += 1
# region should include no more than min_samples consecutive
# non steep xward points.
if non_xward_points > min_samples:
break
else:
return end
index += 1
return end
def _update_filter_sdas(sdas, mib, xi_complement, reachability_plot):
"""Update steep down areas (SDAs) using the new maximum in between (mib)
value, and the given complement of xi, i.e. ``1 - xi``.
"""
if np.isinf(mib):
return []
res = [sda for sda in sdas
if mib <= reachability_plot[sda['start']] * xi_complement]
for sda in res:
sda['mib'] = max(sda['mib'], mib)
return res
def _correct_predecessor(reachability_plot, predecessor_plot, ordering, s, e):
"""Correct for predecessors.
Applies Algorithm 2 of [1]_.
Input parameters are ordered by the computer OPTICS ordering.
.. [1] Schubert, Erich, Michael Gertz.
"Improving the Cluster Structure Extracted from OPTICS Plots." Proc. of
the Conference "Lernen, Wissen, Daten, Analysen" (LWDA) (2018): 318-329.
"""
while s < e:
if reachability_plot[s] > reachability_plot[e]:
return s, e
p_e = ordering[predecessor_plot[e]]
for i in range(s, e):
if p_e == ordering[i]:
return s, e
e -= 1
return None, None
def _xi_cluster(reachability_plot, predecessor_plot, ordering, xi, min_samples,
min_cluster_size, predecessor_correction):
"""Automatically extract clusters according to the Xi-steep method.
This is rouphly an implementation of Figure 19 of the OPTICS paper.
Parameters
----------
reachability_plot : array-like of shape (n_samples,)
The reachability plot, i.e. reachability ordered according to
the calculated ordering, all computed by OPTICS.
predecessor_plot : array-like of shape (n_samples,)
Predecessors ordered according to the calculated ordering.
xi : float, between 0 and 1
Determines the minimum steepness on the reachability plot that
constitutes a cluster boundary. For example, an upwards point in the
reachability plot is defined by the ratio from one point to its
successor being at most 1-xi.
min_samples : int > 1
The same as the min_samples given to OPTICS. Up and down steep regions
can't have more then ``min_samples`` consecutive non-steep points.
min_cluster_size : int > 1
Minimum number of samples in an OPTICS cluster.
predecessor_correction : bool
Correct clusters based on the calculated predecessors.
Returns
-------
clusters : ndarray of shape (n_clusters, 2)
The list of clusters in the form of [start, end] in each row, with all
indices inclusive. The clusters are ordered in a way that larger
clusters encompassing smaller clusters come after those smaller
clusters.
"""
# Our implementation adds an inf to the end of reachability plot
# this helps to find potential clusters at the end of the
# reachability plot even if there's no upward region at the end of it.
reachability_plot = np.hstack((reachability_plot, np.inf))
xi_complement = 1 - xi
sdas = [] # steep down areas, introduced in section 4.3.2 of the paper
clusters = []
index = 0
mib = 0. # maximum in between, section 4.3.2
# Our implementation corrects a mistake in the original
# paper, i.e., in Definition 9 steep downward point,
# r(p) * (1 - x1) <= r(p + 1) should be
# r(p) * (1 - x1) >= r(p + 1)
with np.errstate(invalid='ignore'):
ratio = reachability_plot[:-1] / reachability_plot[1:]
steep_upward = ratio <= xi_complement
steep_downward = ratio >= 1 / xi_complement
downward = ratio > 1
upward = ratio < 1
# the following loop is is almost exactly as Figure 19 of the paper.
# it jumps over the areas which are not either steep down or up areas
for steep_index in iter(np.flatnonzero(steep_upward | steep_downward)):
# just continue if steep_index has been a part of a discovered xward
# area.
if steep_index < index:
continue
mib = max(mib, np.max(reachability_plot[index:steep_index + 1]))
# steep downward areas
if steep_downward[steep_index]:
sdas = _update_filter_sdas(sdas, mib, xi_complement,
reachability_plot)
D_start = steep_index
D_end = _extend_region(steep_downward, upward,
D_start, min_samples)
D = {'start': D_start, 'end': D_end, 'mib': 0.}
sdas.append(D)
index = D_end + 1
mib = reachability_plot[index]
# steep upward areas
else:
sdas = _update_filter_sdas(sdas, mib, xi_complement,
reachability_plot)
U_start = steep_index
U_end = _extend_region(steep_upward, downward, U_start,
min_samples)
index = U_end + 1
mib = reachability_plot[index]
U_clusters = []
for D in sdas:
c_start = D['start']
c_end = U_end
# line (**), sc2*
if reachability_plot[c_end + 1] * xi_complement < D['mib']:
continue
# Definition 11: criterion 4
D_max = reachability_plot[D['start']]
if D_max * xi_complement >= reachability_plot[c_end + 1]:
# Find the first index from the left side which is almost
# at the same level as the end of the detected cluster.
while (reachability_plot[c_start + 1] >
reachability_plot[c_end + 1]
and c_start < D['end']):
c_start += 1
elif reachability_plot[c_end + 1] * xi_complement >= D_max:
# Find the first index from the right side which is almost
# at the same level as the beginning of the detected
# cluster.
# Our implementation corrects a mistake in the original
# paper, i.e., in Definition 11 4c, r(x) < r(sD) should be
# r(x) > r(sD).
while (reachability_plot[c_end - 1] > D_max
and c_end > U_start):
c_end -= 1
# predecessor correction
if predecessor_correction:
c_start, c_end = _correct_predecessor(reachability_plot,
predecessor_plot,
ordering,
c_start,
c_end)
if c_start is None:
continue
# Definition 11: criterion 3.a
if c_end - c_start + 1 < min_cluster_size:
continue
# Definition 11: criterion 1
if c_start > D['end']:
continue
# Definition 11: criterion 2
if c_end < U_start:
continue
U_clusters.append((c_start, c_end))
# add smaller clusters first.
U_clusters.reverse()
clusters.extend(U_clusters)
return np.array(clusters)
def _extract_xi_labels(ordering, clusters):
"""Extracts the labels from the clusters returned by `_xi_cluster`.
We rely on the fact that clusters are stored
with the smaller clusters coming before the larger ones.
Parameters
----------
ordering : array-like of shape (n_samples,)
The ordering of points calculated by OPTICS
clusters : array-like of shape (n_clusters, 2)
List of clusters i.e. (start, end) tuples,
as returned by `_xi_cluster`.
Returns
-------
labels : ndarray of shape (n_samples,)
"""
labels = np.full(len(ordering), -1, dtype=int)
label = 0
for c in clusters:
if not np.any(labels[c[0]:(c[1] + 1)] != -1):
labels[c[0]:(c[1] + 1)] = label
label += 1
labels[ordering] = labels.copy()
return labels